Legal & Compliance FAQs

What AML/KYC safeguards are in place?

All traders complete KYC; accounts are monitored for suspicious activity.

 

How does the firm ensure compliance with CFTC/NFA regulations?

Evaluation and funded accounts follow regulatory guidelines.

 

Are there any jurisdictional restrictions for traders?

No onboarding for residents of OFAC-sanctioned regions.

 

How is client data privacy protected?

Encrypted storage and transmission; 7-year retention.